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MPEG-FAQ: multimedia compression [1/9]

This is the summary about the ISO video and audioformats MPEG 1, 2 and 4
Archive-name: mpeg-faq/part1
Last-modified: 1996/06/02
Version: v 4.1 96/06/02
Posting-Frequency: bimonthly

===========================================================================

~Subject: SECTION 0. - INTRO

        ====================================================
        THE MPEG-FAQ            [Version 4.1 - 1. June 1996]
        ====================================================
        PHADE Software
        Inh. Dipl-Inform. Frank Gadegast
        Leibnizstr. 30
        10625 Berlin, GERMANY

        Fon/Fax   ++ 49 30 3128103
        E-mail    [email protected]
        Web site  http://www.powerweb.de/mpeg


It's the eights publication of this file. Lots of information has been
changed (which has surely brought errors with it, see Murphy's Law).

This eights compilation is very different to the previous one, Version 4.0.

First:    The location of this file is:

          Text-Version : URL: ftp://ftp.powerweb.de/mpeg/faq/mpegfa41.zip
                              [194.77.15.46]
          HTML-Version : URL: http://www.powerweb.de/mpeg/faq/

          My MPEG-related software and my DOS-ports of several
          programs can be found there too.

Second:   "The Internet MPEG Audio Archive" is there ! Our brilliant
          collecting of everything that belongs to MPEG audio. For only
          DM 49,- ! Get it ! More than 400 MB of songs, documentation
          and utilities ! Read below, about how to Order !

Third:    "The Internet MPEG CD-Rom" is still available ! The uniq
          collecting of everything that belongs to MPEG. For only
          DM 49,90 ! Get it ! More than 600 MB of movies, songs,
          documentation and utilities ! Read below, about how to Order !

          Another CD-Rom containing material for MPEG-2 is about to get
          released ! It will be called the "MPEG-2 Movie Toolbox".

Fourth:   This FAQ has and the famous MPEG Archive has a complete new
          home now on the PowerWeb site ! The newest FAQ and other
          MPEG-related information and utilities for all platforms
          can always be loaded using WWW from:

                 URL=http://www.powerweb.de/mpeg

          And surely, there are more interesting things to find ;o)


I add my comments in brackets [], lines (---- or ====) seperate the
chapters and questions.
 
Please try and find out more information yourself. I had enough to do by
getting and preparing this information. And only bother me with file-
request if its not possible for you to get it somewhere else !!!

If you want to contribute to this FAQ in any way, please email directly too
(probably by replying to this posting):

  [email protected]

If you want to contribute to the MPEG Archive, please upload via ftp to
ftp://ftp.powerweb.de/incoming/mpeg and notity [email protected] via
e-mail about your contribution.

Other usefull information related to MPEG can be e-mailed to

  [email protected]

Or send any additional information via fax or e-mail.

Enjoy MPEG, KeyJ "MPEG" Phade (Frank Gadegast)


-------------------------------------------------------------------------------

~Subject: Disclaimer

            I HAVE NOTHING TO DO WITH THE NAMED COMPANIES, NO BUSINESS,
            IT'S JUST MY PERSONAL INTERESTED. COMPANIES ARE NAMED,
            BECAUSE THEY ARE THE FIRST, BRINGING REAL MULTIMEDIA TO THE
            WORLD. SURE I MAKE ADVERTS FOR THEM WITH THIS FAQ, BUT HOPE-
            FULLY YOU, AS A READER OF THIS FAQ, WILL FORCE THEM TO PRODUCE
            MORE AND BETTER PRODUCTS.

            MOST ADDITIONAL INFORMATION IS WRITTEN AS PERSONAL COMMENT,
            AND SHOULD NOT BE TAKEN AS PROOFEN FACTS. INFORMATION IS
            PRESENTED "AS IS", COULD BE OUT OF DATE AND CANNOT BE
            GARANTIED TO BE THE TRUTH. THIS INFOMATION COMES WITHOUT
            WARRANTY OF ANY KIND, INCLUDING WITHOUT LIMITATION OF
            WARRANTIES OF MERCHANTABILITY, FITNESS FOR PARTICULAR
            PURPOSE AND NON-INFRINGEMENT.

            UNDER NO CIRCUMSTANCES AND UNDER NO LEGAL THEORY, TORT, CONTRACT,
            OR OTHERWISE, SHALL THE AUTHOR BE LIABLE TO YOU OR ANY OTHER
            PERSON FOR ANY INDIRECT, SPECIAL, INCIDENTAL, OR CONSEQUENTIAL
            DAMAGES OF ANY CHARACTER INCLUDING, WITHOUT LIMITATION, DAMAGES
            FOR LOSS OF GOODWILL, WORK STOPPAGE, COMPUTER FAILURE OR
            MALFUNCTION, OR ANY AND ALL OTHER COMMERCIAL DAMAGES OR LOSSES.

            Frank Gadegast

-------------------------------------------------------------------------------

~Subject: Copyright information

            THIS COMPILATION OF INFORMATION IS COPYRIGHTED BY THE AUTHOR
            AND MAINTAINER, CURRENTLY FRANK GADEGAST. ANY NON-COMMERCIAL
            USE OF IT, OR PARTS OF IT IS ALLOWED, UNTIL THE USE OF IT IS
            REPORTED TO THE AUTHOR AND THE COMPILATION IS KEPT UNCHANGED.
            ADDITONAL, IF PARTS OF IT ARE USED, INFORMATION HAS TO BE ADDED
            WITH THAT PART, WHO THE AUTHOR OF THAT PARTS IS, THAT IT BELONGS
            TO THE COMPLETE COMPILATION AND WHERE TO FIND THE COMPLETE
            COMPILATION.

            COMMERCIAL USE CAN BE GRANTED IN SPECIAL CIRCUMSTANCES, FEEL
            FREE TO ASK AND SEND A DESCRIPTION OF THE INTENDED USE, TO
            RECEIVE A CERTIFICATION.

            ANY NON-REPORTED OR NON-CERTIFIED COMMERCIAL USE OF THIS
            COMPILATION IS A VIOLATION OF GERMAN COPYRIGHT LAW !

            ANY RE-PUBLICATION OF THE INFORMATION IN THIS COMPILATION SHOULD
            BE REPORTED TO THE AUTHOR AND SHOULD BE QUOTED IN THE NEW
            PUBLICATION.

            ANY RE-DISTRIBUTION OF THE COMPLETE FILE ON NON-COMMERCIAL
            ARCHIVES, LIKE FTP- OR FAQ-MIRRORS IS ALLOWED.

-------------------------------------------------------------------------------

~Subject: Digest format

It should be possible to read this FAQ with a threaded newsreader or emacs
in FAQ-mode to enable you, to jump from one question to another, because
this FAQ is organized as a digest.

You can move to the next question with the digest commands in gnus, rn or
other newsreaders, or with a regex search for ^~Subject or ^--.

-------------------------------------------------------------------------------

~Subject: Recommendations

Well, to stop some of the most enoying question, from those that do not read
this FAQ at all, I recommend the following player/decoder and encoder.
Search the FAQ for these words and download them BEFORE e-mailing to me !

DOS:     VMPEG, MAPLAYPC and CMPEG, ENC11BIN
Windows: VMPEG, SoftPeg, COOL 1.5.3 and Maplay 1.2 for Win32
Unix:    XMPLAY and VCR

CD-I's and Video-CDs are currently only supported by VMPEG and SoftPeg !

-------------------------------------------------------------------------------

~Subject: What questions are getting answered in this FAQ ?

SECTION 0. - INTRO
    Disclaimer
    Copyright information
    Digest format
    What questions are getting answered in this FAQ ?
SECTION 1. - WHAT IS MPEG-VIDEO/VIDEO
    What is MPEG ?
    What is MPEG-Audio then ?
    What is the Audio Layer 3 then ?
    What is MPEG-1+ ?
    What is MPEG-2 ?
    What happened at the MPEG - NY meeting ?
    What's about Video-CD and CD-I ?
SECTION 2. - PROFESSIONAL SOFTWARE
    SUBSECTION - DOS
    MPEG Encoder by Xing
SUBSECTION - WINDOWS
    MPEG ARCADETM
    XingSound
    XingCD
SUBSECTION - UNIX
    Xing Distributed Media Architecture
    NVR Research Kit
    Demo of NVR Digital Media Development Kit
    How will I get the NVR-Software ?
SECTION 3. - FREE AVAILABLE SOFTWARE
SUBSECTION - DOS
    layr_100
    mpeg2ppm
    vmpeg
    cmpeg
    dmpeg
    secmpeg
    mpegstat
    enc11dos
    pvrg MPEG
SUBSECTION - Windows
    XingIt
    mpgaudio
SUBSECTION - WINDOWS-NT
    mpeg2ply
    mpegplay
SUBSECTION - OS/2
    mp
SUBSECTION - X-WINDOWS and UNIX
    Berkeley's MPEG Tools
    MPEG-1 Video Software Encoder
    MPEG Video Software Decoder
    MPEG Video Software Analyzer
    MPEG Blocks Analyzer
    MPEG Video Software Statistics Gatherer
    xmg
    mpegstat
    mplex
    xmplay
    xplayer
    xmpeg.tk
    mpeg2encode / mpeg2decode
    mpegaudio
    maplay
    Scanning MPEG's ...
    MPEG decoder...
    MPEGTool
    What is "SECMPEG" ?
    PVRG-MPEG Codec
    wdgt
SUBSECTION - VMS
    vms MPEG
SUBSECTION - MacIntosh
    Sparcle
    Qt2MPEG
    Audio on Macintosh ?!
SUBSECTION - Atari
SUBSECTION - Amiga
    MPEG2DCTV
SUBSECTION - NeXT
    MPEG_Play.app
    mpegnext
SUBSECTION - SGI
SECTION 4. - MPEG-RELATED HARDWARE
    MPEG audio Layer-3
    Video-Maker
    Some MPEG chips
    Optibase
    ReelMagic
    Cinerama
    XingIt!-card
    MPEG-decompression hardware list
    Amiga CD32
SECTION 5. - MAILBOX-ACCESS
    Genoabox
    Xing Technologies BBS and fax
SECTION 6. - FTP-ACCESS
    FTP-ACCESS - Overview
    MPEG-2 validation bitstreams
    Audio streams and utils
    Accessing Aminet
    Where will I find test-material for MPEG-encoders ?
SECTION 7. - WWW-ACCESS
    Where is the WWW-home of this FAQ ?
    An Interactive Explanation on the Web ?
    Where is the WWW-demo of "The Internet MPEG CD-Rom" ?
    Which archive is mostly related to MPEG-Audio ?
    What's with Bryan Woodworth ftp-area ?
    Rock'n'Roll stored in MPEG on the Web ?
    Where can I find space movies coded in MPEG ?
    Movies on Web-site
    Where can I find fractal movies coded in MPEG ?
    Is qt2mpeg on the Web ?
    What are other good URL's ?
SECTION 8. - MAIL ORDER
    The Internet MPEG CD-Rom
    Conversion, WWW and CD-Rom production service
    How can I order information from C-CUBE ?
SECTION 9. - ADDITIONAL INFORMATION
    What are the MPEG standard documents ?
    So, the Xing decoder is cheating, right ?
    What is Aware Inc. doing ?
    Will MPEG be included in QuickTime ?
    What's about MPEG-2 software ?
    What about good MPEG Hardware encoders (Optivision) ?
    What's about CD-I ?
    What is the PCMotion Player ?
    What is the MPEG-2 ISO number ?
    Some papers about MPEG-audio
    Where can I find more documents about what Berkeley is doing ?
    Is there a book about MPEG ?
    Who are CD-I producers ?
    Where can I get VideoCD and CD-I coding ?
    Where can I do MPEG encoding ?
    What the problem with all these file extensions for MPEG-files ?
    How can I do RTP encapsulation of MPEG1/MPEG2 ?
    Wo kann ich den MPEG-standard bestellen ?
SECTION 10. - WHERE TO FIND MORE INFOS
    What newsgroups discuss MPEG ?
    How can 'archie' help me ?
SECTION 11. - QUESTIONS

===========================================================================

~Subject: SECTION 1. - WHAT IS MPEG-VIDEO/VIDEO

-------------------------------------------------------------------------------

~Subject: What is MPEG ?

From comp.compression Mon Oct 19 15:38:38 1992
Sender: [email protected]
Author: Mark Adler <[email protected]>

[71] Introduction to MPEG (long)
       What is MPEG?
       Does it have anything to do with JPEG?
       Then what's JBIG and MHEG?
       What has MPEG accomplished?
       So how does MPEG I work?
       What about the audio compression?
       So how much does it compress?
       What's phase II?
       When will all this be finished?
       How do I join MPEG?
       How do I get the documents, like the MPEG I standard?

[ There is no newer version of this part so far. Whoever wants to update ]
[ this description, should do the job and send it over.                  ]

Written by Mark Adler <[email protected]>.

Q. What is MPEG?
A. MPEG is a group of people that meet under ISO (the International
   Standards Organization) to generate standards for digital video
   (sequences of images in time) and audio compression.  In particular,
   they define a compressed bit stream, which implicitly defines a
   decompressor.  However, the compression algorithms are up to the
   individual manufacturers, and that is where proprietary advantage
   is obtained within the scope of a publicly available international
   standard.  MPEG meets roughly four times a year for roughly a week
   each time.  In between meetings, a great deal of work is done by
   the members, so it doesn't all happen at the meetings.  The work
   is organized and planned at the meetings.

Q. So what does MPEG stand for?
A. Moving Pictures Experts Group.

Q. Does it have anything to do with JPEG?
A. Well, it sounds the same, and they are part of the same subcommittee
   of ISO along with JBIG and MHEG, and they usually meet at the same
   place at the same time.  However, they are different sets of people
   with few or no common individual members, and they have different
   charters and requirements.  JPEG is for still image compression.

Q. Then what's JBIG and MHEG?
A. Sorry I mentioned them. Ok, I'll simply say that JBIG is for binary
   image compression (like faxes), and MHEG is for multi-media data
   standards (like integrating stills, video, audio, text, etc.).
   For an introduction to JBIG, see question 74 below.

Q. Ok, I'll stick to MPEG.  What has MPEG accomplished?
A. So far (as of January 1996), they have completed the "Standard
   of MPEG phase I, colloquially called MPEG I. This defines
   a bit stream for compressed video and audio optimized to fit into
   a bandwidth (data rate) of 1.5 Mbits/s. This rate is special
   because it is the data rate of (uncompressed) audio CD's and DAT's.
   The standard is in three parts, video, audio, and systems, where the
   last part gives the integration of the audio and video streams
   with the proper timestamping to allow synchronization of the two.
   They have also gotten well into MPEG phase II, whose task is to
   define a bitstream for video and audio coded at around 3 to 10
   Mbits/s.

Q. So how does MPEG I work?
A. First off, it starts with a relatively low resolution video
   sequence (possibly decimated from the original) of about 352 by
   240 frames by 30 frames/s (US--different numbers for Europe),
   but original high (CD) quality audio.  The images are in color,
   but converted to YUV space, and the two chrominance channels
   (U and V) are decimated further to 176 by 120 pixels.  It turns
   out that you can get away with a lot less resolution in those
   channels and not notice it, at least in "natural" (not computer
   generated) images.

<IMG SRC="yuv411.gif">

<IMG SRC="yuv422.gif">

<IMG SRC="yuv444.gif">

   The basic scheme is to predict motion from frame to frame in the
   temporal direction, and then to use DCT's (discrete cosine
   transforms) to organize the redundancy in the spatial directions.
   The DCT's are done on 8x8 blocks, and the motion prediction is
   done in the luminance (Y) channel on 16x16 blocks.  In other words,
   given the 16x16 block in the current frame that you are trying to
   code, you look for a close match to that block in a previous or
   future frame (there are backward prediction modes where later
   frames are sent first to allow interpolating between frames).
   The DCT coefficients (of either the actual data, or the difference
   between this block and the close match) are "quantized", which
   means that you divide them by some value to drop bits off the
   bottom end.  Hopefully, many of the coefficients will then end up
   being zero.  The quantization can change for every "macroblock"
   (a macroblock is 16x16 of Y and the corresponding 8x8's in both
   U and V).  The results of all of this, which include the DCT
   coefficients, the motion vectors, and the quantization parameters
   (and other stuff) is Huffman coded using fixed tables.  The DCT
   coefficients have a special Huffman table that is "two-dimensional"
   in that one code specifies a run-length of zeros and the non-zero
   value that ended the run.  Also, the motion vectors and the DC
   DCT components are DPCM (subtracted from the last one) coded.

Q. So is each frame predicted from the last frame?
A. No.  The scheme is a little more complicated than that.  There are
   three types of coded frames.  There are "I" or intra frames.  They
   are simply a frame coded as a still image, not using any past
   history.  You have to start somewhere.  Then there are "P" or
   predicted frames.  They are predicted from the most recently
   reconstructed I or P frame.  (I'm describing this from the point
   of view of the decompressor.)  Each macroblock in a P frame can
   either come with a vector and difference DCT coefficients for a
   close match in the last I or P, or it can just be "intra" coded
   (like in the I frames) if there was no good match.

   Lastly, there are "B" or bidirectional frames.  They are predicted
   from the closest two I or P frames, one in the past and one in the
   future.  You search for matching blocks in those frames, and try
   three different things to see which works best.  (Now I have the
   point of view of the compressor, just to confuse you.)  You try using
   the forward vector, the backward vector, and you try averaging the
   two blocks from the future and past frames, and subtracting that from
   the block being coded.  If none of those work well, you can intra-
   code the block.

   The sequence of decoded frames usually goes like:

   IBBPBBPBBPBBIBBPBBPB...

   Where there are 12 frames from I to I (for US and Japan anyway.)
   This is based on a random access requirement that you need a
   starting point at least once every 0.4 seconds or so.  The ratio
   of P's to B's is based on experience.

   Of course, for the decoder to work, you have to send that first
   P *before* the first two B's, so the compressed data stream ends
   up looking like:

   0xx312645...

   where those are frame numbers.  xx might be nothing (if this is
   the true starting point), or it might be the B's of frames -2 and
   -1 if we're in the middle of the stream somewhere.

   You have to decode the I, then decode the P, keep both of those
   in memory, and then decode the two B's.  You probably display the
   I while you're decoding the P, and display the B's as you're
   decoding them, and then display the P as you're decoding the next
   P, and so on.

Q. You've got to be kidding.
A. No, really!

Q. Hmm.  Where did they get 352x240?
A. That derives from the CCIR-601 digital television standard which
   is used by professional digital video equipment.  It is (in the US)
   720 by 243 by 60 fields (not frames) per second, where the fields
   are interlaced when displayed.  (It is important to note though
   that fields are actually acquired and displayed a 60th of a second
   apart.)  The chrominance channels are 360 by 243 by 60 fields a
   second, again interlaced.  This degree of chrominance decimation
   (2:1 in the horizontal direction) is called 4:2:2.  The source
   input format for MPEG I, called SIF, is CCIR-601 decimated by 2:1
   in the horizontal direction, 2:1 in the time direction, and an
   additional 2:1 in the chrominance vertical direction.  And some
   lines are cut off to make sure things divide by 8 or 16 where
   needed.

Q. What if I'm in Europe?
A. For 50 Hz display standards (PAL, SECAM) change the number of lines
   in a field from 243 or 240 to 288, and change the display rate to
   50 fields/s or 25 frames/s.  Similarly, change the 120 lines in
   the decimated chrominance channels to 144 lines.  Since 288*50 is
   exactly equal to 240*60, the two formats have the same source data
   rate.

Q. You didn't mention anything about the audio compression.
A. Oh, right.  Well, I don't know as much about the audio compression.
   Basically they use very carefully developed psychoacoustic models
   derived from experiments with the best obtainable listeners to
   pick out pieces of the sound that you can't hear.  There are what
   are called "masking" effects where, for example, a large component
   at one frequency will prevent you from hearing lower energy parts
   at nearby frequencies, where the relative energy vs. frequency
   that is masked is described by some empirical curve.  There are
   similar temporal masking effects, as well as some more complicated
   interactions where a temporal effect can unmask a frequency, and
   vice-versa.

   The sound is broken up into spectral chunks with a hybrid scheme
   that combines sine transforms with subband transforms, and the
   psychoacoustic model written in terms of those chunks.  Whatever
   can be removed or reduced in precision is, and the remainder is
   sent.  It's a little more complicated than that, since the bits
   have to be allocated across the bands.  And, of course, what is
   sent is entropy coded.

Q. So how much does it compress?
A. As I mentioned before, audio CD data rates are about 1.5 Mbits/s.
   You can compress the same stereo program down to 256 Kbits/s with
   no loss in discernable quality.  (So they say.  For the most part
   it's true, but every once in a while a weird thing might happen
   that you'll notice.  However the effect is very small, and it takes
   a listener trained to notice these particular types of effects.)
   That's about 6:1 compression.  So, a CD MPEG I stream would have
   about 1.25 MBits/s left for video.  The number I usually see though
   is 1.15 MBits/s (maybe you need the rest for the system data
   stream).  You can then calculate the video compression ratio from
   the numbers here to be about 26:1.  If you step back and think
   about that, it's little short of a miracle.  Of course, it's lossy
   compression, but it can be pretty hard sometimes to see the loss,
   if you're comparing the SIF original to the SIF decompressed.  There
   is, however, a very noticeable loss if you're coming from CCIR-601
   and have to decimate to SIF, but that's another matter.  I'm not
   counting that in the 26:1.

   The standard also provides for other bit rates ranging from 32Kbits/s
   for a single channel, up to 448 Kbits/s for stereo.

Q. What's phase II?
A. As I said, there is a considerable loss of quality in going from
   CCIR-601 to SIF resolution.  For entertainment video, it's simply
   not acceptable.  You want to use more bits and code all or almost
   all the CCIR-601 data.  From subjective testing at the Japan
   meeting in November 1991, it seems that 4 MBits/s can give very
   good quality compared to the original CCIR-601 material.  The
   objective of phase II is to define a bit stream optimized for these
   resolutions and bit rates.

Q. Why not just scale up what you're doing with MPEG I?
A. The main difficulty is the interlacing.  The simplest way to extend
   MPEG I to interlaced material is to put the fields together into
   frames (720x486x30/s).  This results in bad motion artifacts that
   stem from the fact that moving objects are in different places
   in the two fields, and so don't line up in the frames.  Compressing
   and decompressing without taking that into account somehow tends to
   muddle the objects in the two different fields.

   The other thing you might try is to code the even and odd field
   streams separately.  This avoids the motion artifacts, but as you
   might imagine, doesn't get very good compression since you are not
   using the redundancy between the even and odd fields where there
   is not much motion (which is typically most of image).

   Or you can code it as a single stream of fields.  Or you can
   interpolate lines.  Or, etc. etc.  There are many things you can
   try, and the point of MPEG II is to figure out what works well.
   MPEG II is not limited to consider only derivations of MPEG I.
   There were several non-MPEG I-like schemes in the competition in
   November, and some aspects of those algorithms may or may not
   make it into the final standard for entertainment video compression.

Q. So what works?
A. Basically, derivations of MPEG I worked quite well, with one that
   used wavelet subband coding instead of DCT's that also worked very
   well.  Also among the worked-very-well's was a scheme that did not
   use B frames at all, just I and P's.  All of them, except maybe one,
   did some sort of adaptive frame/field coding, where a decision is
   made on a macroblock basis as to whether to code that one as one
   frame macroblock or as two field macroblocks.  Some other aspects
   are how to code I-frames--some suggest predicting the even field
   from the odd field.  Or you can predict evens from evens and odds
   or odds from evens and odds or any field from any other field, etc.

Q. So what works?
A. Ok, we're not really sure what works best yet.  The next step is
   to define a "test model" to start from, that incorporates most of
   the salient features of the worked-very-well proposals in a
   simple way.  Then experiments will be done on that test model,
   making a mod at a time, and seeing what makes it better and what
   makes it worse.  Example experiments are, B's or no B's, DCT vs.
   wavelets, various field prediction modes, etc.  The requirements,
   such as implementation cost, quality, random access, etc. will all
   feed into this process as well.

Q. When will all this be finished?
A. I don't know.  I'd have to hope in about a year or less.

Q. How do I join MPEG?
A. You don't join MPEG.  You have to participate in ISO as part of a
   national delegation.  How you get to be part of the national
   delegation is up to each nation.  I only know the U.S., where you
   have to attend the corresponding ANSI meetings to be able to
   attend the ISO meetings.  Your company or institution has to be
   willing to sink some bucks into travel since, naturally, these
   meetings are held all over the world.  (For example, Paris,
   Santa Clara, Kurihama Japan, Singapore, Haifa Israel, Rio de
   Janeiro, London, etc.)

Q. Well, then how do I get the documents, like the MPEG I standard ?
A. MPEG is a ISO standard. It's exact name is ISO CD 11172.
   The standard consists of three parts: System, Video, and Audio. The
   System part (11172-1) deals with synchronization and multiplexing
   of audio-visual information, while the Video (11172-2) and Audio
   part (11172-3) address the video and the audio compression techniques
   respectively.

   You may order it from your national standards body (e.g. ANSI in
   the USA) or buy it from companies like
     OMNICOM
     phone +44 438 742424
     FAX +44 438 740154

   Or from 'ISO Online' at http://www.iso.ch/welcome.html

-------------------------------------------------------------------------------

~Subject: What is MPEG-Audio then ?

From: "Harald Popp" <[email protected]>
From: [email protected]
Date:          Fri, 25 Mar 1994 19:09:06 +0100

Q.      What is MPEG?
A.      MPEG is an ISO committee that proposes standards for 
        compression of Audio and Video. MPEG deals with 3 issues: 
        Video, Audio, and System (the combination of the two into one 
        stream). You can find more info on the MPEG committee in other 
        parts of this document. 
        
Q.      I've heard about MPEG Video. So this is the same compression 
        applied to audio?
A.      Definitely no. The eye and the ear... even if they are only a 
        few centimeters apart, works very differently... The ear has 
        a much higher dynamic range and resolution. It can pick out 
        more details but it is "slower" than the eye.
        The MPEG committee chose to recommend 3 compression methods 
        and named them Audio Layer-1, Layer-2, and Layer-3. 

Q.      What does it mean exactly?
A.      MPEG-1, IS 11172-3, describes the compression of audio 
        signals using high performance perceptual coding schemes. 
        It specifies a family of three audio coding schemes, 
        simply called Layer-1,-2,-3, with increasing encoder 
        complexity and performance (sound quality per bitrate). 
        The three codecs are compatible in a hierarchical 
        way, i.e. a Layer-N decoder is able to decode bitstream data 
        encoded in Layer-N and all Layers below N (e.g., a Layer-3 
        decoder may accept Layer-1,-2 and -3, whereas a Layer-2 
        decoder may accept only Layer-1 and -2.)

Q.      So we have a family of three audio coding schemes. What does 
        the MPEG standard define, exactly?
A.      For each Layer, the standard specifies the bitstream format 
        and the decoder. It does *not* specify the encoder to 
        allow for future improvements, but an informative chapter 
        gives an example for an encoder for each Layer.    

Q.      What have the three audio Layers in common?
A.      All Layers use the same basic structure. The coding scheme can 
        be described as "perceptual noise shaping" or "perceptual 
        subband / transform coding". 
        The encoder analyzes the spectral components of the audio 
        signal by calculating a filterbank or transform and applies 
        a psychoacoustic model to estimate the just noticeable 
        noise-level. In its quantization and coding stage, the 
        encoder tries to allocate the available number of data 
        bits in a way to meet both the bitrate and masking 
        requirements.
        The decoder is much less complex. Its only task is to 
        synthesize an audio signal out of the coded spectral 
        components. 
        All Layers use the same analysis filterbank (polyphase with 
        32 subbands). Layer-3 adds a MDCT transform to increase 
        the frequency resolution.
        All Layers use the same "header information" in their 
        bitstream, to support the hierarchical structure of the 
        standard.   
        All Layers use a bitstream structure that contains parts that 
        are more sensitive to biterrors ("header", "bit 
        allocation", "scalefactors", "side information") and parts 
        that are less sensitive ("data of spectral components").  
        All Layers may use 32, 44.1 or 48 kHz sampling frequency.
        All Layers are allowed to work with similar bitrates:
        Layer-1: from 32 kbps to 448 kbps
        Layer-2: from 32 kbps to 384 kbps
        Layer-3: from 32 kbps to 320 kbps

Q.      What are the main differences between the three Layers, from a 
        global view?
A.      From Layer-1 to Layer-3,
        complexity increases (mainly true for the encoder),
        overall codec delay increases, and
        performance increases (sound quality per bitrate).

Q.      Which Layer should I use for my application?
A.      Good Question. Of course, it depends on all your requirements. 
        But as a first approach, you should consider the available 
        bitrate of your application as the Layers have been 
        designed to support certain areas of bitrates most 
        efficiently, i.e. with a minimum drop of sound quality.   
        Let us look a little closer at the strong domains of each 
        Layer.    
        
        Layer-1: Its ISO target bitrate is 192 kbps per audio 
        channel.
        Layer-1 is a simplified version of Layer-2. It is most useful 
        for bitrates around the "high" bitrates around or above 
        192 kbps. A version of Layer-1 is used as "PASC" with the 
        DCC recorder.

        Layer-2: Its ISO target bitrate is 128 kbps per audio 
        channel.
        Layer-2 is identical with MUSICAM. It has been designed as 
        trade-off between sound quality per bitrate and encoder 
        complexity. It is most useful for bitrates around the 
        "medium" bitrates of 128 or even 96 kbps per audio 
        channel. The DAB (EU 147) proponents have decided to use 
        Layer-2 in the future Digital Audio Broadcasting network.   
   
        Layer-3: Its ISO target bitrate is 64 kbps per audio channel. 
        Layer-3 merges the best ideas of MUSICAM and ASPEC. It has 
        been designed for best performance at "low" bitrates 
        around 64 kbps or even below. The Layer-3 format specifies 
        a set of advanced features that all address one goal: to 

        preserve as much sound quality as possible even at rather 
        low bitrates. Today, Layer-3 is already in use in various 
        telecommunication networks (ISDN, satellite links, and so 
        on) and speech announcement systems. 

Q.      So how does MPEG audio work?
A.      Well, first you need to know how sound is stored in a 
        computer. Sound is pressure differences in air. When picked up 
        by a microphone and fed through an amplifier this becomes 
        voltage levels. The voltage is sampled by the computer a 
        number of times per second. For CD audio quality you need to 
        sample 44100 times per second and each sample has a resolution 
        of 16 bits. In stereo this gives you 1,4Mbit per second
        and you can probably see the need for compression.
 
        To compress audio MPEG tries to remove the irrelevant parts 
        of the signal and the redundant parts of the signal. Parts of 
        the sound that we do not hear can be thrown away. To do this 
        MPEG Audio uses psychoacoustic principles.
 
Q.      Tell me more about sound quality. How good is MPEG audio 
        compression? And how do you assess that?
A.      Today, there is no alternative to expensive listening tests. 
        During the ISO-MPEG-1 process, 3 international listening tests 
        have been performed, with a lot of trained listeners, 
        supervised by Swedish Radio. They took place in 7.90, 3.91 
        and 11.91. Another international listening test was 
        performed by CCIR, now ITU-R, in 92.      
        All these tests used the "triple stimulus, hidden reference" 
        method and the so-called CCIR impairment scale to assess the 
        audio quality. 
        The listening sequence is "ABC", with A = original, BC = pair 
        of original / coded signal with random sequence, and the 
        listener has to evaluate both B and C with a number 
        between 1.0 and 5.0. The meaning of these values is:
        5.0 = transparent (this should be the original signal)
        4.0 = perceptible, but not annoying (first differences 
              noticable)
        3.0 = slightly annoying   
        2.0 = annoying
        1.0 = very annoying
        With perceptual codecs (like MPEG audio), all traditional 
        parameters (like SNR, THD+N, bandwidth) are especially 
        useless. 

        Fraunhofer-IIS (among others) works on objective quality 
        assessment tools, like the NMR meter (Noise-to-Mask-Ratio), 
        too. If you need more informations about NMR, please 
        contact [email protected]

Q.      Now that I know how to assess quality, come on, tell me the 
        results of these tests.
A.      Well, for details you should study one of those AES papers 
        listed below. One main result is that for low bitrates (60 
        or 64 kbps per channel, i.e. a compression ratio of around 
        12:1), Layer-2 scored between 2.1 and 2.6, whereas Layer-3 
        scored between 3.6 and 3.8. 
        This is a significant increase in sound quality, indeed! 
        Furthermore, the selection process for critical sound material 
        showed that it was rather difficult to find worst-case 
        material for Layer-3 whereas it was not so hard to find 
        such items for Layer-2.  
        For medium and high bitrates (120 kbps or more per channel), 
        Layer-2 and Layer-3 scored rather similar, i.e. even 
        trained listeners found it difficult to detect differences 
        between original and reconstructed signal.
 
Q.      So how does MPEG achieve this compression ratio?
A.      Well, with audio you basically have two alternatives. Either 
        you sample less often or you sample with less resolution (less 
        than 16 bit per sample). If you want quality you can't do much 
        with the sample frequency. Humans can hear sounds with 
        frequencies from about 20Hz to 20kHz. According to the Nyquist 
        theorem you must sample at least two times the highest 
        frequency you want to reproduce. Allowing for imperfect 
        filters, a 44,1kHz sampling rate is a fair minimum. So
        you either set out to prove the Nyquist theorem is wrong or 
        go to work on reducing the resolution. The MPEG committee 
        chose the latter.
        Now, the real reason for using 16 bits is to get a good 
        signal-to-noise (s/n) ratio. The noise we're talking 
        about here is quantization noise from the digitizing 
        process. For each bit you add, you get 6dB
        better s/n. (To the ear, 6dBu corresponds to a doubling of 
        the sound level.) CD-audio achieves about 90dB s/n. This 
        matches the dynamic range of the ear fairly well. That is, you 
        will not hear any noise coming from the system itself (well, 
        there is still some people arguing about that, but lets not 
        worry about them for the moment).
        So what happens when you sample to 8 bit resolution? You get 
        a very noticeable noise floor in your recording. You can 
        easily hear this in silent moments in the music or between 
        words or sentences if your recording is a human voice. 
        Waitaminnit. You don't notice any noise in loud passages, 
        right? This is the masking effect and is the key to MPEG Audio 
        coding. Stuff like the masking effect belongs to a science 
        called psycho-acoustics that deals with the way the human 
        brain perceives sound.
        And MPEG uses psychoacoustic principles when it does its 
        thing. 
        
Q.      Explain this masking effect.
A.      OK, say you have a strong tone with a frequency of 1000Hz. 
        You also have a tone nearby of say 1100Hz. This second tone is 
        18 dB lower. You are not going to hear this second tone. It is 
        completely masked by the first 1000Hz tone. As a matter of 
        fact, any relatively weak sounds near a strong sound is 
        masked. If you introduce another tone at 2000Hz also 18 dB 
        below the first 1000Hz tone, you will hear this.
        You will have to turn down the 2000Hz tone to something like 
        45 dB below the 1000Hz tone before it will be masked by the 
        first tone. So the further you get from a sound the less 
        masking effect it has.
        The masking effect means that you can raise the noise floor 
        around a strong sound because the noise will be masked anyway. 
        And raising the noise floor is the same as using less bits 
        and using less bits is the same as compression. Do you get it?
 
Q.      I don't get it.
A.      Well, let me try to explain how the MPEG Audio Layer-2 encoder 
        goes about its thing. It divides the frequency spectrum (20Hz 
        to 20kHz) into 32 subbands. Each subband holds a little slice 
        of the audio spectrum. Say, in the upper region of subband 8, 
        a 6500Hz tone with a level of 60dB is present. OK, the 
        coder calculates the masking effect of this sound and finds 
        that there is a masking threshold for the entire 8th
        subband (all sounds w. a frequency...) 35dB below this tone. 
        The acceptable s/n ratio is thus 60 - 35 = 25 dB. The equals 4 
        bit resolution. In addition there are masking effects on band 
        9-13 and on band 5-7, the effect decreasing with the distance 
        from band 8.
        In a real-life situation you have sounds in most bands and the 
        masking effects are additive. In addition the coder considers 
        the sensitivity of the ear for various frequencies. The ear 
        is a lot less sensitive in the high and low frequencies. Peak 
        sensivity is around 2 - 4kHz, the same region that the human 
        voice occupies. 
        The subbands should match the ear, that is each subband should
        consist of frequencies that have the same psychoacoustic 
        properties. In MPEG Layer 2, each subband is 750Hz wide 
        (with 48 kHz sampling frequency). It would have been better if
        the subbands were narrower in the low frequency range and 
        wider in the high frequency range. That is the trade-off 
        Layer-2 took in favour of a simpler approach.        
        Layer-3 has a much higher frequency resolution (18 times 
        more) - and that is one of the reasons why Layer-3 has a much 
        better low bitrate performance than Layer-2.                
        But there is more to it. I have explained concurrent masking, 
        but the masking effect also occurs before and after a strong 
        sound (pre- and postmasking).
 
Q.      Before?
A.      Yes, if there is a significant (30 - 40dB ) shift in level. 
        The reason is believed to be that the brain needs some 
        processing time. Premasking is only about 2 to 5 ms. The 
        postmasking can be up till 100ms.
        Other bit-reduction techniques involve considering tonal and 
        non-tonal components of the sound. For a stereo signal you 
        may have a lot of redundancy between channels. All MPEG 
        Layers may exploit these stereo effects by using a "joint-
        stereo" mode, with a most flexible approach for Layer-3.      
        Furthermore, only Layer-3 further reduces the redundancy 
        by applying huffmann coding. 
        
Q.      What are the downside?
A.      The coder calculates masking effects by an iterative process 
        until it runs out of time. It is up to the implementor to 
        spend bits in the least obtrusive fashion.
        For Layer 2 and Layer 3, the encoder works on 24 ms of sound 
        (with 1152 sample, and fs = 48 kHz) at a time. For some 
        material, the time-window can be a problem. This is 
        normally in a situation with transients where there are large
        differences in sound level over the 24 ms. The masking is 
        calculated on the strongest sound and the weak parts will 
        drown in quantization noise. This is perceived as a "noise-
        echo" by the ear. Layer 3 addresses this problem 
        specifically by using a smaller analysis window (4 ms), if 
        the encoder encounters an "attack" situation. 
        
Q.      Tell me about the complexity. What are the hardware demands? 

A.      Alright. First, we have to separate between decoder and 
        encoder. 
        Remember: the MPEG coding is done asymmetrical, with a much 
        larger workload on the encoder than on the decoder.
        For a stereo decoder, variuos real-time implementations exist 
        for Layer-2 and Layer-3. They are either based on single-DSP 
        solutions or on dedicated MPEG audio decoder chips. So
        you need not worry about decoder complexity.
        For a stereo Layer-2-encoder, various DSP based solutions with 
        one or more DSPs exist (with different quality, also).
        For a stereo Layer-3-encoder achieving ISO reference quality, 
        the current real-time implementations use two DSP32C and 
        two DSP56002. 
        
Q.      How many audio channels?
A.      MPEG-1 allows for two audio channels. These can be either 
        single (mono), dual (two mono channels), stereo or 
        joint stereo (intensity stereo (Layer-2 and Layer-3) or m/s-
        stereo (Layer-3 only)). 
        In normal (l/r) stereo one channel carries the left audio 
        signal and one channel carries the right audio signal. In
        m/s stereo one channel carries the sum signal (l+r) and the 
        other the difference (l-r) signal. In intensity stereo the 
        high frequency part of the signal (above 2kHz) is combined. 
        The stereo image is preserved but only the temporal envelope 
        is transmitted.
        In addition MPEG allows for pre-emphasis, copyright marks and
        original/copy marks. MPEG-2 allows for several channels in 
        the same stream.
 
Q.      What about the audio codec delay?
A.      Well, the standard gives some figures of the theoretical 
        minimum delay:
        Layer-1: 19 ms (<50 ms)
        Layer-2: 35 ms (100 ms)
        Layer-3: 59 ms (150 ms)
        The practical values are significantly above that. As they 
        depend on the implementation, exact figures are hard to 
        give. So the figures in brackets are just rough thumb 
        values.    
        Yes, for some applications, a very short delay is of critical 
        importance. E.g. in a feedback link, a reporter can only talk 
        intelligibly if the overall delay is below around 10 ms. 
        If broadcasters want to apply MPEG audio coding, they have to 
        use "N-1" switches in the studio to overcome this problem 
        (or appropriate echo-cancellers) - or they have to forget 
        about MPEG at all. 
        But with most applications, these figures are small enough to 
        present no extra problem. At least, if one can accept a Layer-
        2 delay, one can most likely also accept the higher Layer-3 
        delay.

Q.     OK, I am hooked on! Where can I find more technical 
       informations about MPEG audio coding, especially about Layer-
       3?   
A.     Well, there is a variety of AES papers, e.g.

       K. Brandenburg, G. Stoll, ...: "The ISO/MPEG-Audio Codec: A 
       Generic Standard for Coding of High Quality Digital Audio", 
       92nd AES, Vienna 1992, pp.3336
   
       E. Eberlein, H. Popp, ...: "Layer-3, a Flexible Coding 
       Standard",    94th AES, Berlin 93, pp.3493   
   
       K. Brandenburg, G. Zimmer, ...: "Variable Data-Rate Recording 
       on a PC Using MPEG-Audio Layer-3", 95th AES, New York 93
   
       B. Grill, J. Herre,... : "Improved MPEG-2 Audio Multi-Channel 
       Encoding", 96th AES, Amsterdam 94

       And for further informations, please contact [email protected]

Q.     Where can I get more details about MPEG audio?
A.     Still more details? No shit. You can get the full ISO spec 
       from Omnicom. The specs do a fairly good job of obscuring 
       exactly how these things are supposed to work... Jokes aside, 
       there are no description of the coder in the specs. The specs 
       describes in great detail the bitstream and suggests 
       psychoacoustic models. 
 
Originally written by Morten Hjerde <100034,[email protected]>, 
modified and updated by Harald Popp ([email protected]).

Harald Popp
Audio & Multimedia ("Music is the *BEST*" - F. Zappa)
Fraunhofer-IIS-A, Weichselgarten 3, D-91058 Erlangen, Germany
Phone: +49-9131-776-340
Fax:   +49-9131-776-399
email: [email protected]

-------------------------------------------------------------------------------

~Subject: What is the Audio Layer 3 then ?

Informations about MPEG Audio Layer-3
Version 1.51 - 1. 95

This text is organized as a kind of Mini-FAQ (Frequently Asked
Questions). It covers several topics:

1. ISO-MPEG Standard
2. MPEG Audio Codec Family ("Layer 1, 2, 3")
3. Applications
4. Products 
5. Support by Fraunhofer-IIS
6. Shareware Information

For further comments and questions regarding Layer-3, please contact:
-	[email protected]

For further informations about MPEG, you may also like to contact:
-	[email protected]


1. ISO-MPEG Standard

Q: What is MPEG, exactly?
A: MPEG is the "Moving Picture Experts Group", working under the joint 
direction of the International Standards Organization (ISO) and the 
International Electro-Technical Commission (IEC). This group works on 
standards for the coding of moving pictures and associated audio.
   
Q: What is the status of MPEG's work, then? What about MPEG-1, -2, and so 
on?
A: MPEG approaches the growing need for multimedia standards step-by-
step. Today, three "phases" are defined:

MPEG-1:"Coding of Moving Pictures and Associated Audio for 
Digital Storage Media at up to about 1.5 MBit/s"  
Status: International Standard IS-11172, completed in 10.92

MPEG-2:"Generic Coding of Moving Pictures and Associated 
Audio"
Status: International Standard IS-13818, completed in 11.94

MPEG-3: does no longer exist (has been merged into MPEG-2)

MPEG-4: "Very Low Bitrate Audio-Visual Coding"
Status: Call for Proposals first deadline 1. 10. 95

Q: MPEG-1 and MPEG-2 are  ready-for-use. How do the standards look like?
A: Both standards consist of 4 main parts.
The structure is the same for MPEG-1 and MPEG-2.
-1: System	describes synchronization and multiplexing of video and audio
-2: Video describes compression of video signals
-3: Audio describes compression of audio signals 
-4: Compliance Testing describes procedures for determining the characteristics
of coded bitstreams and the decoding process and for testing compliance with
the requirements stated in the other parts.

Q: How do I get the MPEG documents?
A: You order it from your national standards body.
E.g., in Germany, please contact:
DIN-Beuth Verlag, Auslandsnormen
Mrs. Niehoff, Burggrafenstr. 6, D-10772 Berlin, Germany
Phone: +49-30-2601-2757, Fax: +49-30-2601-1231


2. MPEG Audio Codec Family ("Layer 1, 2, 3")
   
Q: Talking about MPEG audio coding, I heard a lot about "Layer 1, 2 and 3". 
What does it mean, exactly?   
A: MPEG describes the compression of audio signals using high performance 
perceptual coding schemes. It specifies a family of three audio coding 
schemes, simply called Layer-1,-2,-3, with increasing encoder complexity 
and performance (sound quality per bitrate) from 1 to 3. 
The three codecs are compatible in a hierarchical way, i.e. a Layer-N 
decoder is able to decode bitstream data encoded in Layer-N and all Layers 
below N (e.g., a Layer-3 decoder may accept Layer-1,-2 and -3, whereas a 
Layer-2 decoder may accept only Layer-1 and -2.)

Q: So we have a family of three audio coding schemes. What does the MPEG 
standard define, exactly?
A: For each Layer, the standard specifies the bitstream format and the 
decoder. To allow for future improvements, it does *not* specify the 
encoder, but an informative chapter gives an example for an encoder for 
each Layer.    

Q: What have the three audio Layers in common?
A: All Layers use the same basic structure. The coding scheme can be 
described as "perceptual noise shaping" or "perceptual subband / transform 
coding". 
The encoder analyzes the spectral components of the audio signal by 
calculating a filterbank or transform and applies a psychoacoustic model 
to estimate the just noticeable noise-level. In its quantization and coding 
stage, the encoder tries to allocate the available number of data bits in a 
way to meet both the bitrate and masking requirements.
The decoder is much less complex. Its only task is to synthesize an audio 
signal out of the coded spectral components.
All Layers use the same analysis filterbank (polyphase with 32 subbands). 
Layer-3 adds a MDCT transform to increase the frequency resolution.
All Layers use the same "header information" in their bitstream, to support 
the hierarchical structure of the standard.
All Layers have a similar sensitivity to biterrors. They use a bitstream 
structure that contains parts that are more sensitive to biterrors ("header", 
"bit allocation", "scalefactors", "side information") and parts that 
are less sensitive ("data of spectral components").
All Layers support the insertion of programm-associated information 
("ancillary data") into their audio data bitstream.
All Layers may use 32, 44.1 or 48 kHz sampling frequency.
All Layers are allowed to work with similar bitrates:
Layer-1: from 32 kbps to 448 kbps
Layer-2: from 32 kbps to 384 kbps
Layer-3: from 32 kbps to 320 kbps
The last two statements refer to MPEG-1; with MPEG-2, there is an 
extension for the sampling frequencies and bitrates (see below).

Q: What are the main differences between the three Layers, from a global 
view?
A: From Layer-1 to Layer-3,
complexity increases (mainly true for the encoder),
overall codec delay increases, and
performance increases (sound quality per bitrate).

Q: What are the main differences between MPEG-1 and MPEG-2 in the audio 
part?
A: MPEG-1 and MPEG-2 use the same family of audio codecs, Layer-1, -2 
and -3. The new audio features of MPEG-2 are:
"low sample rate extension" to address very low bitrate applications 
with limited bandwidth requirements (the new sampling frequencies 
are 16, 22.05 or 24 kHz, the bitrates extend down to 8 kbps),
"multichannel extension" to address surround sound applications 
with up to 5 main audio channels (left, center, right, left surround, 
right surround) and optionally 1 extra "low frequency enhancement 
(LFE)" channel for subwoofer signals; in addition, a "multilingual 
extension" allows the inclusion of up to 7 more audio channels.
	
Q: A lot of new stuff! Is this all compatible to each other?
A: Well, more or less, yes - with the execption of the low sample rate 
extension. Obviously, a pure MPEG-1 decoder is not able to handle the 
new "half" sample rates.

Q: You mean: compatible!? With all these extra audio channels? Please 
explain!
A: Compatibility has been a major topic during the MPEG-2 definition phase. 
The main idea is to use the same basic bitstream format as defined in 
MPEG-1, with the main data field carrying two audio signals (called L0 
and R0) as before, and the ancillary data field carrying the multichannel 
extension information. Without going further into details, three terms can 
be explained here:
"forwards compatible": the MPEG-2 decoder has to accept any 
MPEG-1 audio bitstream (that represents one or two audio channels)
"backwards compatible": the MPEG-1 decoder should be able to 
decode the audio signals in the main data field (L0 and R0) of the 
MPEG-2 bitstream
"Matrixing" may be used to get the surround information into L0 and 
R0:
L0 = left signal + a * center signal + b * left surround signal
R0 = right signal + a * center signal + b * right surround signal 
Therefore, a MPEG-1 decoder can reproduce a comprehensive downmix of 
the full 5-channel information. A MPEG-2 decoder uses the multichannel 
extension information (3 more audio signals) to reconstruct the five 
surround channels.

Q: I heard something about a new NBC mode for MPEG-2 audio? What does 
it mean?
A: "NBC" stands for "non-backwards compatible". During the development 
of the backwards compatible MPEG-2 standard, the experts encountered 
some trouble with the compatibility matrix. The introduced quantisation 
noise may become audible after dematrixing. Although some clever 
strategies have been devised to overcome this problem, the question 
remained how much better a non-compatible multichannel codec might 
perform.
So ISO-MPEG decided to address that issue in a "NBC" working group - 
among the proponents are AT&T, Dolby, Fraunhofer, IRT, Philips, and 
Sony. Their work will lead to an addendum to the MPEG-2 standard 
(13818-8).

Q: O.K., that should do for a first overview. Are there some papers for a more 
detailed information?
A: Sure! You'll find more technical informations about MPEG audio coding 
in a variety of AES papers (AES = Audio Engineering Society). The AES 
organizes two conventions per year, and perceptual audio coding has been 
a topic since the middle of the 80s. Some interesting papers might be:

K. Brandenburg, G. Stoll, et al.: "The ISO/MPEG-Audio Codec: A 
Generic Standard for Coding of High Quality Digital Audio", 92nd 
AES, Vienna Mar. 92, pp. 3336; revised version ("ISO-MPEG-1 
Audio: A Generic Standard...") published in the Journal of AES, 
Vol.42, No. 10, Oct. 94

S. Church, B. Grill, et al.: "ISDN and ISO/MPEG Layer-3 Audio 
Coding: Powerful New tools for Broadcast and Audio Production", 
95th AES, New York Oct. 93, pp. 3743

E. Eberlein, H. Popp, et al.: "Layer-3, a Flexible Coding Standard", 
94th AES, Berlin Mar. 93, pp. 3493   
   
B. Grill, J. Herre, et al.: "Improved MPEG-2 Audio Multi-Channel 
Encoding", 96th AES, Amsterdam Feb. 94, pp. 3865

J. Herre, K. Brandenburg, et al.: "Second Generation ISO/MPEG 
Audio Layer-3 Coding", 98th AES, Paris Feb. 95

F.-O. Witte, M. Dietz, et al.: "'Single Chip Implementation of an 
ISO/MPEG Layer-3 Decoder", 96th AES, Amsterdam Feb. 94, pp. 
3805

For ordering informations, contact:

AES
60 East 42nd Street, Suite 2520
New York, NY 10165-2520, USA
phone: (212) 661-8528, fax: (212) 682-0477	

Another interesting publication: the "Proceedings of the Sixth Tirrenia 
International Workshop on Digital Communications", Tirrenia Sep. 93, 
Elsevier Science B.V. Amsterdam 94 (ISBN 0 444 81580 5).

An excellent tutorial about MPEG-2 has recently been published in a 
German technical journal (Fernseh- und Kino-Technik); part 4, by E. F. 
Schroeder and J. Spille, talks about the audio part (7/8 94, p. 364 ff).

And for further informations, please feel free to contact [email protected].


3. Applications

Q: O.K., let us concentrate on one or two audio channels. Which Layer shall I 
use for my application?
A: Good Question. Of course, it depends on all your requirements. But as a 
first approach, you should consider the available bitrate of your 
application as the Layers have been designed to support certain areas of 
bitrates most effectively. Roughly, today you can achieve a data reduction 
of around
1:4	with Layer-1 (or 192 kbps per audio channel),
1:6..8	with Layer-2 (or 128..96 kbps per audio channel), and 
1:10..12	with Layer-3, (or 64..56 kbps per audio channel),
and still the reconstructed audio signal will maintain a "CD-like" sound 
quality. This may be used as a first "thumb rule" - let's talk about details 
later on.

Q:	Why does the performance increase with the number of the Layer? Why 
does the standard define a family of audio codecs instead of one single 
powerful algorithm?
A: Well, the MPEG standard has forged together two main coding schemes 
that offered advantages either in complexity (MUSICAM) or in 
performance (ASPEC).
Layer-2 is identical with the MUSICAM format. It has been designed as a 
trade-off between sound quality per bitrate and encoder complexity. So it is 
most useful for the "medium" range of bitrates (96..128 kbps per channel).
For higher bitrates, even a simplified version, the Layer-1, performs well 
enough. Layer-1 has originally been developed for a target bitrate of 192 
kbps per channel. It is used as "PASC" within the DCC recorder.
For lower bitrates (64 kbps per channel or even less), the Layer-2 format 
suffers from its build-in limitations, and with decreasing bitrate, artefacts 
become audible more and more. Here is the strong domain of the most 
powerful MPEG audio format, Layer-3. It specifies a set of unique features 
that all address one goal: to preserve as much sound quality as possible 
even at very low bitrates.

Q: Wait a second! I understand that Layer-3 has been an important asset to 
the MPEG-1 standard, to address the high-quality low bitrate 
applications. With the advent of  the "low sample rate extension (LSF)" in 
MPEG-2, is it still necessary to rely on Layer-3 to achieve a high-quality 
sound at low bitrates?
A: Yes, for sure! Please, don't mix up MPEG-1 and MPEG-2 LSF. MPEG-2 
LSF is useful only for applications with limited bandwidth (11.25 kHz, at 
best). For applications with full bandwidth, MPEG-1 Layer-3 at 64 or 56 
kbps per channel achieves the best sound quality of all ISO codecs.
For applications with limited bandwidth, MPEG-2 LSF Layer-3 provides 
an excellent sound quality at 56 kbps for monophonic speech signals and 
still a good sound quality at only 64 kbps total bitrate for stereo music 
signals (with around 10 kHz bandwidth). The latest MPEG ISO listening 
test (in September 94 at NTT Japan, doc. MPEG 94/437) proved the 
superior performance of Layer-3 in MPEG-1 and MPEG-2 LSF.

Q: Tell me more about sound quality. How do you assess that?
A: Today, there is no alternative to expensive listening tests. During the ISO-
MPEG process, a number of international listening tests have been 
performed, with a lot of trained listeners. All these tests used the "triple 
stimulus, hidden reference" method and the "CCIR impairment scale" to 
assess the sound quality.
The listening sequence is "ABC", with A = original, BC = pair of original 
/ coded signal with random sequence, and the listener has to evaluate both 
B and C with a number between 1.0 and 5.0. The meaning of these values 
is:
   5.0 = transparent (this should be the original signal)
   4.0 = perceptible, but not annoying (first differences noticable)  
   3.0 = slightly annoying   
   2.0 = annoying
   1.0 = very annoying

Q: Is there really no alternative to listening tests?
A: No, there is not. With perceptual codecs, all traditional "quality" 
parameters (like SNR, THD+N, bandwidth) are rather useless, as any 
codec may introduce noise and distortions as long as it does not affect the 
perceived sound quality. So, listening tests are necessary, and, if carefully 
prepared and performed, lead to rather reliable results.
Nevertheless, Fraunhofer-IIS works on objective sound quality assessment 
tools, too. There is already a first product available, the NMR meter, a 
real-time DSP-based measurement tool that nicely supports the analysis of 



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